Sergio Mendoza is an investment adviser representative (IAR) with state registration records since 2021, appearing at 2 firms. Currently registered with PRINCIPAL SECURITIES, INC..
| Firm | From | To | Current |
|---|---|---|---|
| PRINCIPAL SECURITIES, INC. | 2025-07-24 | present | Yes |
| THRIVENT INVESTMENT MANAGEMENT INC. | 2021-10-13 | 2025-07-25 | — |