KAREN PENA is an investment adviser representative (IAR) with state registration records since 2023, appearing at 2 firms. Currently registered with OSAIC ADVISORY SERVICES, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| OSAIC ADVISORY SERVICES, LLC | 2023-10-12 | present | Yes |
| UNITED CAPITAL FINANCIAL ADVISORS, LLC | 2023-10-04 | 2023-10-20 | — |