NICHOLAS ROCCO ROSSETTI is an investment adviser representative (IAR) with state registration records since 2023, appearing at 3 firms. Currently registered with COMMONWEALTH EQUITY SERVICES, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| COMMONWEALTH EQUITY SERVICES, LLC | 2025-10-06 | present | Yes |
| GREAT LAKES ADVISORS, LLC | 2025-02-21 | 2025-10-08 | — |
| WINTRUST INVESTMENTS LLC | 2023-03-13 | 2025-01-28 | — |