CATHY HA is an investment adviser representative (IAR) with state registration records since 2022, appearing at 3 firms. Currently registered with CHARLES SCHWAB & CO., INC..
| Firm | From | To | Current |
|---|---|---|---|
| CHARLES SCHWAB & CO., INC. | 2026-07-22 | present | Yes |
| CITIGROUP GLOBAL MARKETS INC. | 2025-09-05 | 2026-07-01 | — |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2022-02-16 | 2025-09-02 | — |