Shubh L Sethi is an investment adviser representative (IAR) with state registration records since 2022, appearing at 2 firms. Currently registered with LPL FINANCIAL LLC.
| Firm | From | To | Current |
|---|---|---|---|
| LPL FINANCIAL LLC | 2023-11-27 | present | Yes |
| TRANSAMERICA FINANCIAL ADVISORS, LLC | 2022-05-11 | 2023-12-04 | — |