Nicholas Daniel Katherina is an investment adviser representative (IAR) with state registration records since 2022, appearing at 4 firms. Currently registered with CITIZENS SECURITIES, INC..
| Firm | From | To | Current |
|---|---|---|---|
| CITIZENS SECURITIES, INC. | 2025-11-26 | present | Yes |
| CHARLES SCHWAB & CO., INC. | 2024-10-04 | 2025-12-06 | — |
| MORGAN STANLEY SMITH BARNEY LLC | 2022-09-01 | 2024-10-02 | — |
| WELLS FARGO CLEARING SERVICES, LLC | 2022-04-22 | 2022-08-19 | — |