tina thao-minh nguyen is an investment adviser representative (IAR) with state registration records since 2022, appearing at 2 firms. Currently registered with AMERIPRISE FINANCIAL SERVICES, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| AMERIPRISE FINANCIAL SERVICES, LLC | 2023-07-17 | present | Yes |
| UBS FINANCIAL SERVICES INC. | 2022-07-08 | 2023-05-10 | — |