Nicholas James Guzman is an investment adviser representative (IAR) with state registration records since 2023, appearing at 2 firms. Currently registered with CHARLES SCHWAB & CO., INC..
| Firm | From | To | Current |
|---|---|---|---|
| CHARLES SCHWAB & CO., INC. | 2025-02-13 | present | Yes |
| U.S. BANCORP INVESTMENTS, INC. | 2023-10-04 | 2025-01-02 | — |