Charles Cain is an investment adviser representative (IAR) with state registration records since 2023, appearing at 3 firms. Currently registered with MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED.
| Firm | From | To | Current |
|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2024-10-21 | present | Yes |
| MML INVESTORS SERVICES, LLC | 2024-04-17 | 2024-10-02 | — |
| PRUCO SECURITIES, LLC | 2023-01-17 | 2024-04-12 | — |