Thomas J Mandat is an investment adviser representative (IAR) with state registration records since 2023, appearing at 3 firms. Currently registered with MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED.
| Firm | From | To | Current |
|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2024-02-05 | present | Yes |
| LPL FINANCIAL LLC | 2023-09-11 | 2023-12-12 | — |
| AMERIPRISE FINANCIAL SERVICES, LLC | 2023-03-21 | 2023-08-23 | — |