James Cawley is an investment adviser representative (IAR) with state registration records since 2022, appearing at 3 firms. Currently registered with CETERA INVESTMENT ADVISERS LLC.
| Firm | From | To | Current |
|---|---|---|---|
| CETERA INVESTMENT ADVISERS LLC | 2024-11-29 | present | Yes |
| STRATEGY ASSET MANAGERS L.L.C. | 2023-02-07 | 2024-07-22 | — |
| EQUITABLE ADVISORS, LLC | 2022-09-29 | 2023-02-06 | — |