Alex James Wozniak is an investment adviser representative (IAR) with state registration records since 2023, appearing at 2 firms. Currently registered with NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC | 2025-12-03 | present | Yes |
| UBS FINANCIAL SERVICES INC. | 2023-05-12 | 2025-11-19 | — |