THOMA CAPO is an investment adviser representative (IAR) with state registration records since 2023, appearing at 2 firms. Currently registered with WELLS FARGO CLEARING SERVICES, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| WELLS FARGO CLEARING SERVICES, LLC | 2025-02-11 | present | Yes |
| PRUCO SECURITIES, LLC | 2023-12-20 | 2024-01-31 | — |