Raymond Yau is an investment adviser representative (IAR) with state registration records since 2024, appearing at 3 firms. Currently registered with LPL ENTERPRISE, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| LPL ENTERPRISE, LLC | 2026-03-30 | present | Yes |
| FORTHRIGHT CAPITAL | 2025-02-25 | 2026-06-11 | — |
| FORTHRIGHT CAPITAL | 2024-08-06 | 2024-12-05 | — |
| FIRST COMMAND ADVISORY SERVICES | 2024-04-22 | 2024-09-05 | — |