Lu Ann Hartley is an investment adviser representative (IAR) with state registration records since 2024, appearing at 4 firms. Currently registered with EMPOWER ADVISORY GROUP, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| EMPOWER ADVISORY GROUP, LLC | 2026-06-11 | present | Yes |
| CHARLES SCHWAB & CO., INC. | 2025-10-29 | 2026-02-06 | — |
| TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC | 2024-04-22 | 2025-07-03 | — |
| EQUITABLE ADVISORS, LLC | 2024-01-22 | 2024-03-06 | — |