Karol Ulloa is an investment adviser representative (IAR) with state registration records since 2026, appearing at 2 firms. Currently registered with MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED.
| Firm | From | To | Current |
|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2026-03-06 | present | Yes |
| MORGAN STANLEY SMITH BARNEY LLC | 2026-01-26 | 2026-03-04 | — |