JOSEPH STEVEN CATES is an investment adviser representative (IAR) with state registration records since 2024, appearing at 3 firms. Currently registered with FINANCIAL ENGINES ADVISORS L.L.C..
| Firm | From | To | Current |
|---|---|---|---|
| FINANCIAL ENGINES ADVISORS L.L.C. | 2026-03-11 | present | Yes |
| LPL FINANCIAL LLC | 2025-02-18 | 2026-03-18 | — |
| CITIGROUP GLOBAL MARKETS INC. | 2024-12-04 | 2025-02-14 | — |