John D Phillips is an investment adviser representative (IAR) with state registration records since 2026, appearing at 2 firms. Currently registered with UBS FINANCIAL SERVICES INC..
| Firm | From | To | Current |
|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | 2026-08-04 | present | Yes |
| MORGAN STANLEY SMITH BARNEY LLC | 2026-01-23 | 2026-05-13 | — |