Christopher Roming

Christopher Roming is an investment adviser representative (IAR) with state registration records since 2024, appearing at 4 firms. Currently registered with INDEPENDENT FINANCIAL GROUP, LLC.

Registration history (4)

FirmFromToCurrent
INDEPENDENT FINANCIAL GROUP, LLC2026-01-13presentYes
PRINCIPAL SECURITIES, INC.2025-09-032025-12-09
OSAIC WEALTH, INC.2025-05-052025-09-04
BROOKSTONE CAPITAL MANAGEMENT LLC2024-07-162025-04-14

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