STEPHEN LEE CARTER is an investment adviser representative (IAR) with state registration records since 1999, appearing at 3 firms. Currently registered with STIFEL, NICOLAUS & COMPANY, INCORPORATED.
| Firm | From | To | Current |
|---|---|---|---|
| STIFEL, NICOLAUS & COMPANY, INCORPORATED | 2013-10-25 | present | Yes |
| UBS FINANCIAL SERVICES INC. | 2006-08-12 | 2013-10-31 | — |
| PIPER SANDLER & CO. | 1999-01-01 | 2006-08-12 | — |