RICHARD STEPHEN CAPLAN is an investment adviser representative (IAR) with state registration records since 1999, appearing at 2 firms. Currently registered with LPL FINANCIAL LLC.
| Firm | From | To | Current |
|---|---|---|---|
| LPL FINANCIAL LLC | 2004-06-04 | present | Yes |
| WS GRIFFITH SECURITIES, INC. | 1999-07-22 | 2004-06-10 | — |