LOUIS PORTNOY is an investment adviser representative (IAR) with state registration records since 1998, appearing at 7 firms. Currently registered with WELLS FARGO CLEARING SERVICES, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| WELLS FARGO CLEARING SERVICES, LLC | 2019-07-26 | present | Yes |
| STIFEL, NICOLAUS & COMPANY, INCORPORATED | 2018-03-16 | 2019-08-07 | — |
| B. C. ZIEGLER AND COMPANY | 2012-08-31 | 2018-03-16 | — |
| RBC CAPITAL MARKETS, LLC | 2008-07-01 | 2012-09-13 | — |
| OPPENHEIMER ASSET MANAGEMENT INC. | 2003-04-15 | 2007-11-12 | — |
| OPPENHEIMER & CO. INC. | 2003-01-03 | 2008-07-02 | — |
| CIBC WORLD MARKETS CORP. | 1998-08-21 | 2003-01-03 | — |