HAROLD ALAN SCHWARTZ is an investment adviser representative (IAR) with state registration records since 2006, appearing at 5 firms. Currently registered with DMK ADVISOR GROUP, INC., COMPASS FINANCIAL MANAGEMENT LLC.
| Firm | From | To | Current |
|---|---|---|---|
| COMPASS FINANCIAL MANAGEMENT LLC | 2025-01-01 | present | Yes |
| DMK ADVISOR GROUP, INC. | 2022-01-04 | present | Yes |
| NEW CENTURY FINANCIAL GROUP, LLC | 2015-07-06 | 2018-04-05 | — |
| OSAIC WEALTH, INC. | 2015-06-30 | 2019-02-22 | — |
| TLG ADVISORS, INC. | 2006-03-09 | 2015-07-01 | — |