ROSE MARY THOMPSON is an investment adviser representative (IAR) with state registration records since 2007, appearing at 3 firms. Currently registered with COMMONS CAPITAL, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| COMMONS CAPITAL, LLC | 2012-12-14 | present | Yes |
| B. RILEY WEALTH ADVISORS, INC. | 2011-02-17 | 2013-01-07 | — |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2007-09-25 | 2011-02-03 | — |