JAMES ROBERT PHILLIPS is an investment adviser representative (IAR) with state registration records since 2003, appearing at 5 firms. Currently registered with LPL FINANCIAL LLC.
| Firm | From | To | Current |
|---|---|---|---|
| LPL FINANCIAL LLC | 2021-07-21 | present | Yes |
| WADDELL & REED | 2015-06-05 | 2021-07-21 | — |
| WELLS FARGO CLEARING SERVICES, LLC | 2008-01-01 | 2015-06-10 | — |
| A. G. EDWARDS & SONS, INC. | 2007-04-20 | 2008-01-01 | — |
| OPPENHEIMER & CO. INC. | 2003-06-23 | 2007-05-01 | — |
| WELLS FARGO CLEARING SERVICES, LLC | 2003-05-13 | 2003-07-01 | — |