JAMES JEROME SMITH

JAMES JEROME SMITH is an investment adviser representative (IAR) with state registration records since 1994, appearing at 3 firms. Currently registered with CETERA INVESTMENT ADVISERS LLC.

Registration history (3)

FirmFromToCurrent
CETERA INVESTMENT ADVISERS LLC2023-06-29presentYes
VOYA FINANCIAL ADVISORS, INC.2015-10-012021-06-09
LPL FINANCIAL LLC1994-04-012015-10-06

More