JOHN R DUFFY

JOHN R DUFFY is an investment adviser representative (IAR) with state registration records since 2008, appearing at 5 firms. Currently registered with SUMMIT FINANCIAL, LLC.

Registration history (5)

FirmFromToCurrent
SUMMIT FINANCIAL, LLC2018-12-21presentYes
SUMMIT EQUITIES, INC.2017-10-102018-12-21
SUMMIT FINANCIAL RESOURCES INC2015-04-172018-09-27
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED2014-03-122015-02-09
NEW ENGLAND SECURITIES2008-10-202013-10-01

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