JAMES SANDER RIES

JAMES SANDER RIES is an investment adviser representative (IAR) with state registration records since 2001, appearing at 3 firms. Currently registered with OPPENHEIMER & CO. INC..

Registration history (3)

FirmFromToCurrent
OPPENHEIMER & CO. INC.2015-08-04presentYes
MORGAN STANLEY SMITH BARNEY LLC2009-06-012015-06-29
CITIGROUP GLOBAL MARKETS INC.2001-04-112009-06-01

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