WILLIAM SHEPARD WAITS

WILLIAM SHEPARD WAITS is an investment adviser representative (IAR) with state registration records since 2004, appearing at 3 firms. Currently registered with RBC CAPITAL MARKETS, LLC.

Registration history (3)

FirmFromToCurrent
RBC CAPITAL MARKETS, LLC2024-12-10presentYes
B. RILEY WEALTH ADVISORS, INC.2022-07-262024-12-23
B. RILEY WEALTH MANAGEMENT2004-03-302022-12-31

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