JAMES W. FOGARTY is an investment adviser representative (IAR) with state registration records since 1998, appearing at 3 firms. Currently registered with UBS FINANCIAL SERVICES INC..
| Firm | From | To | Current |
|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | 2010-09-30 | present | Yes |
| WELLS FARGO CLEARING SERVICES, LLC | 2005-02-04 | 2010-10-01 | — |
| MORGAN STANLEY DW INC. | 1998-01-19 | 2005-02-07 | — |