RICHARD STEVEN BERNSTEIN is an investment adviser representative (IAR) with state registration records since 1997, appearing at 6 firms. Currently registered with CETERA INVESTMENT ADVISERS LLC.
| Firm | From | To | Current |
|---|---|---|---|
| CETERA INVESTMENT ADVISERS LLC | 2025-04-28 | present | Yes |
| LPL FINANCIAL LLC | 2018-10-18 | 2025-04-30 | — |
| RAYMOND JAMES & ASSOCIATES, INC. | 2013-02-13 | 2018-10-08 | — |
| MORGAN KEEGAN & COMPANY, LLC | 2008-08-29 | 2013-02-13 | — |
| WELLS FARGO CLEARING SERVICES, LLC | 2008-01-01 | 2008-08-27 | — |
| A. G. EDWARDS & SONS, INC. | 1997-02-07 | 2008-01-01 | — |