ROGER ASHTON CARTER is an investment adviser representative (IAR) with state registration records since 2001, appearing at 3 firms. Currently registered with SEPIO CAPITAL, LP.
| Firm | From | To | Current |
|---|---|---|---|
| SEPIO CAPITAL, LP | 2017-05-15 | present | Yes |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2008-04-23 | 2017-05-15 | — |
| MORGAN STANLEY & CO. LLC | 2001-04-26 | 2008-04-25 | — |