Full text of WORLD CAPITAL BROKERAGE, INC.'s X-17A-5 filed 2020-07-30 (period 2020-05-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITEDSTATES SECURITIES ANDEXCHANGE COMMISSION Washington, D.C. 20549 # ANNUAL AUDITED REPORT FORM X-17A-5 PART III | Estimated average burden | | | |---------------------------|-----------------|--| | hours per response 12.00 | | | | | | | | | | | | | SEC FILE NUMBER | | | | | | 3235-0123 August 31, 2020 8-6805 OMB APPROVAL OMB Number: Expires: ## FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder | AND ENDING 05/31/20<br>REPORT FOR THE PERIOD BEGINNING 06/01/19 | | | | | |--------------------------------------------------------------------------------------------------------------|--------------------------------------------------------|---------|--------------------------------|--| | | MM/DD/YY | | MM/DD/Y Y | | | A. REGISTRANT IDENTIFICATION | | | | | | NAME OF BROKER-DEALER: World Capital Brokerage, Inc. | | | OFFICIAL USE ONLY | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | FIRM I.D. NO. | | | 1636 Logan Street | | | | | | | (No. and Street) | | | | | Denver | Co | | 80203 | | | (City) | (State) | | (Zip Code) | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT<br>Timothy E. Taggart - 303-626-0631 | | | | | | | | | (Area Code - Telephone Number) | | | B. ACCOUNTANT IDENTIFICATION | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* | | | | | | Tait Weller & Baker LLP | | | | | | | (Name - if individual, state last, first, middle name) | | | | | 50 South 16th Street, Suite 2900 Philadelphia | | PA | 19102 | | | (Address)<br>(City) | | (State) | (Lip Code) | | | CHECK ONE: | | | | | | Certified Public Accountant | | | | | | Public Accountant | | | | | | Accountant not resident in United States or any of its possessions. | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | | \*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See Section 240. 17a-5(e)(2) > Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. SEC 1410 (11-05) | Area Code - Telephone Number) | | | |-------------------------------|--|--| | | |…Read the full text as markdown