Full text of WORLD CAPITAL BROKERAGE, INC.'s X-17A-5 filed 2024-09-11 (period 2024-05-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ INSERT PUBLIC ANNUAL AUDITED REPORT PAGE 1.JPG {1}------------------------------------------------ ### OATH OR AFFIRMATION I, 7 m & TH 4 7 M & G ART 2 swear (or affirm) that, to the best of my knowledge and belief, the financial report pertaining to the firm of works CAP TTAL BROKERA & as of SEPT om BER 10 partner, officer, director, or equivalent person, as the case may be, has any proprietary interest in any account classified solely as that of a customeCIA A BLUM NOTARY PUBLIC STATE OF COLORADO NOTARY ID 20024036975 MY COMMISSION EXPIRES NO'. EMBER 14, 2026 Jatricia A Blum Signature: Title: PRESIDENT Notary Public ## This filing\*\* contains (check all applicable boxes): - = (a) Statement of financial condition. - (b) Notes to consolidated statement of financial condition. - □ (c) Statement of income (loss) or, if there is other comprehensive in the period(s) presented, a statement of comprehensive income (as defined in § 210.1-02 of Regulation S-X). - [ (d) Statement of cash flows. - [ (e) Statement of changes in stockholders' or partners' or sole proprietor's equity. - □ (f) Statement of changes in liabilities subordinated to claims of creditors. - □ (g) Notes to consolidated financial statements. - □ (h) Computation of net capital under 17 CFR 240.15c3-1 or 17 CFR 240.18a-1, as applicable. - □ (i) Computation of tangible net worth under 17 CFR 240.18a-2. - □ (j) Computation for determination of customer reserve requirements pursuant to Exhibit A to 17 CFR 240.15c3-3. - □ (K) Computation for determination of security-based swap reserve requirements pursuant to Exhibit B to 17 CFR 240.15c3-3 or Exhibit A to 17 CFR 240.18a-4, as applicable. - [1) Computation for Determination of PAB Requirements under Exhibit A to § 240.15c3-3. - □ (m) Information relating to possession or control requirements for customers under 17 CFR 240.15c3-3. - □ (n) Information relating to possession or control requirements for security-based swap customers under 17 CFR 240.15c3-3(p)(2) or 17 CFR 240.18a-4, as applicable. - □ (o) Reconciliations, including appropriate explanations, of the FOCUS Report with computation of net capible net worth under 17 CFR 240.15c3-1, 17 CFR 240.18a-2, or 17 CFR 240.18a-2, as applicable, and the reserve requirements under 17 CFR 240.15c3-3 or 17 CFR 240.18a-4, as applicable, if material differences exist, or a statement that no material differences exist. - [ (p) Summary of financial data for sub…Read the full text as markdown