Full text of WORLD CAPITAL BROKERAGE, INC.'s X-17A-5 filed 2023-08-28 (period 2023-05-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITEDSTATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 # ANNUAL AUDITED REPORT FORM X-17A-5 PART III OMB APPROVAL OMB Number: 3235-0123 Expires: October 31, 2023 Estimated average burden hours per response .. . . . . . 12.00 # SEC FILE NUMBER 8-6805 FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the + - £ 1024 -- J D -- 1 D -- 1 TL - | report for the period beginning 06/01/2022 | AND ENDING 05/31/2023 | | |---------------------------------------------------------------------|-------------------------------------------|---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| | MM/DD/YY | | MM/DD/YY | | | | | | | | OFFICIAL USE ONLY | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | FIRM I.D. NO. | | | | | | (No. and Street) | | | | Co | | 80203 | | (State) | | (Zip Code) | | | | | | | | (Area Code - Telephone Number) | | | | | | | | | | | | | | | TX | 75201 | | (City ) | (State) | (Zip Code) | | | | | | | | | | | | | | | | | | Accountant not resident in United States or any of its possessions. | | | | | 325 N. St. Paul Street, Suite 3100 Dallas | A. REGISTRANT IDENTIFICATION<br>NAME OF BROKER-DEALER: World Capital Brokerage, Inc.<br>NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT<br>B. ACCOUNTANT IDENTIFICATION<br>INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report*<br>(Name - if individual, state last, first, middle name) | nent that the annual re must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See Section 240.17a-5(e)(2) > Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. SEC 1410 (11-05) {1}------------------------------------------------ #### OATH OR AFFIRMATION | Timothy E. Taggart | swear (or affirm) that, swear (or affirm) that, to the best of | |---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------…Read the full text as markdown