Full text of STEWARD PARTNERS INVESTMENT SOLUTIONS, LLC's X-17A-5 filed 2023-04-17 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ Report of Independent Registered Public Accounting Firm and Statement of Financial Condition for ### **Steward Partners Investment Solutions, LLC** (SEC 1.0. No. 8-0121943) As of and for the year ended December 31, 2022 Filed pursuant to Rule 17a-5(e)(3) under the Securities and Exchange Act of 1934 as a PUBLIC DOCUMENT The annual report of Steward Partners Investment Solutions, on Form X-17 A-5 at December 31 , 2022, is available for examination at 15495 SW Sequoia Parkway Portland, Oregon , and also at the San Francisco, California office of the United States Securities and Exchange Commission {1}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** ### **ANNUAL REPORTS FORM X-17A-S PART** Ill 0MB APPROVAL 0MB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 | | SEC FILE NUMBER | |--|-----------------| | | | **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING **01/01/2022** MM/DD/VY AND ENDING **12/31/2022** MM/DD/VY **A. REGISTRANT IDENTIFICATION** ## NAME oF FIRM: Steward Partners Investment Solutions LLC TYPE OF REGISTRANT (check all applicable boxes): 0 Broker-dealer D Security-based swap dealer □ Major security-based swap participant □ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 15495 SW Sequoia Parkway Suite 150 | | (No. and Street) | | | |----------------------------------------------|--------------------------------|---------------------------------|--| | Portland | OR | 97224 | | | (City) | (State) | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | Kellie Gold | 828-393-5192 | kellie.gold@stewardpartners.com | | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* BDO | | {Name - if individual, state last, first, and middle name) | | | |-----------------------------------------------|------------------------------------------------------------|---------|------------------------------------------| | 100 Park Avenue | New York | NY | 10017 | | (Address) | (City) | (State) | (Zip Code) | | 10/8/2003<br>r | | 243 | | | te of Reg;,traboo w;th PCAOB )l;f appU…Read the full text as markdown