Full text of STEWARD PARTNERS INVESTMENT SOLUTIONS, LLC's X-17A-5 filed 2024-04-08 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ Report of Independent Registered Public Accounting Firm and Financial Statements (with supplemental information) for # Steward Partners Investment Solutions, LLC (SEC I.D. No. 8-0121943) As of and for the year ended December 31, 2023 Filed pursuant to Rule 17a-5(e)(3) under the Securities and Exchange Act of 1934 as a PUBLIC DOCUMENT The annual report of Steward Partners Investment Solutions, on Form X-17 A-5 at December 31, 2023, is available for examination at 15495 SW Sequoia Parkway Portland, Oregon, and also at the San Francisco, California office of the United States Securities and Exchange Commission {1}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: Expires: Estimated average burden hours per response: SEC FILE NUMBER 3235-0123 Nov.30,2026 12 # ANNUAL REPORTS FORM X-17A-5 PART III FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 FILING FOR THE PERIOD BEGINNING \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ AND ENDING \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ A. REGISTRANT IDENTIFICATION 01/01/2023 12/31/2023 MM/DD/YY MM/DD/YY #### NAME OF FIRM: \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ Steward Partners Investment Solutions LLC # 15495 SW Sequoia Parkway Suite 150 | | Steward Partners Investment Solutions LLC<br>NAME OF FIRM: _______________________________________________________________________ | | | | |-----------------------------------------------------------------------------|------------------------------------------------------------------------------------------------------------------------------------|---------------------------------------|--------------------------------------------|--| | TYPE OF REGISTRANT (check all applicable boxes):<br>Broker-dealer<br>□<br>□ | Security-based swap dealer<br>□<br>Check here if respondent is also an OTC derivatives dealer | Major security-based swap participant | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | 15495 SW Sequoia Parkway Suite 150<br>_____________________________________________________________________________________ | | | | | | (No. and Street) | | | | | Portland | OR<br>_______________________________________________________________…Read the full text as markdown