Full text of STEWARD PARTNERS INVESTMENT SOLUTIONS, LLC's X-17A-5 filed 2026-02-27 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ Report of Independent Registered Public Accounting Firm and Financial Statements (with supplemental information) for ### Steward Partners Investment Solutions, LLC (SEC I.D. No. 8-0121943) As of and for the year ended December 31, 2025 Filed pursuant to Rule 17a-5(e)(3) under the Securities and Exchange Act of 1934 as a PUBLIC DOCUMENT The annual report of Steward Partners Investment Solutions, on Form X-17 A-5 at December 31, 2025, is available for examination at 15495 SW Sequoia Parkway Portland, Oregon, and also at the San Francisco, California office of the United States Securities and Exchange Commission {1}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 ### ANNUAL REPORTS FORM X-17A-5 PART III SEC FILE NUMBER 8-2915 | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | FACING PAGE | | | | |-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--------------------------------|------------------------------------------------------------|--------|-----------------|-------------------------------------------| | FILING FOR THE PERIOD BEGINNING 01/01/2025 AND ENDING 12/31/2025 | | | | | | | | | MM/DD/YY | | | MM/DD/YY | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF FIRM: Steward Partners Investment Solutions LLC | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>_ Broker-dealer ____ Security-based swap dealer ___ Major security-based swap participant<br>Check here if respondent is also an OTC derivatives dealer | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | 15495 SW Sequoia Parkway Suite 150 | | | | | | | | | (No. and Street) | | | | | Portland | | | Oregon | | 97224 | | (City) | | (State) | | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | Joseph Faber | | 310-870-0195 | | | joe.faber@stewardpartners.com | | (Name) | (Area Code - Telephone Number) | | | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>Baker Tilly, US, LLP | | | | | |…Read the full text as markdown