Full text of BRADLEY WOODS & CO. LTD.'s X-17A-5 filed 2024-05-23 (period 2024-02-29). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** > **ANNUAL REPORTS FORM X-17A-5 PART Ill** OM8 APPROVAL 0MB Number: 3235-0123 Expires: Nov. 30, 2026 E,timated average burden hours per response: 12 SEC FILE NUMBER 8-28862 MM/DD/VY **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING **03/01 /23** AND ENDING 02129124 MM/DD/VY **A. REGISTRANT IDENTIFICATION** # NAME oF FIRM: Bradley Woods & Co. Ltd. TYPE OF REGISTRANT (check all applicable boxes): ~1 Broker-dealer □ Security-based swap dealer D Major security-based swap participant D Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 845 Third Avenue | | (No. and Street) | | |----------------------------------------------|---------------------------------------------------------------------------|---------------------------| | New York | NY | 10022 | | (City) | (State) | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | Daniel Ripp | 212-826-9191 | dan.ripp@bradleywoods.com | | (Name) | IArea Code - Telephone Number) | (Email Address) | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | Weisberg, Mole', Krantz & Goldfarb, LLP | | | | | | | | (Name - if individual, state last, first, and middle name) | | | |--------------------------------------------|------------------------------------------------------------|---------|------------| | 185 Crossways Park Drive | Woodbury | NY | 11797-2040 | | {Address) | (City) | (State) | (Zip Code) | | 12/14/04 | | 2107 | | | l"<br>of"''"""'"" w"h PCAOBl{ri appHcableJ | | | | | | FOR OFFICIAL USE ONLY | | | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240 l 7a-5(e)(1){ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number. {1}------------------------------------------------ ### OATH OR AFFIRMATION | | swear (or affirm) that, to the best of my knowledge and belief, the<br>I, Dilniel Ripp | | |------…Read the full text as markdown