Full text of BRADLEY WOODS & CO. LTD.'s X-17A-5/A filed 2024-06-05 (period 2024-02-29). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, O.C. 20549 ## **ANNUAL REPORTS FORM X-17A-5 PART Ill** | OMR APPROVAL | |--------------------------| | 0MB Number: 3235-0123 | | Expires: Nov.30.2026 | | Estimated average burden | | hours per response: 12 | | SEC FILE NUMBER | | |-----------------|--| | 8-28862 | | **FACING PAGE** Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 FILING FOR THE PERIOD BEGINNING **03/01 /23** MM/00/YY MM/DD/YY **A. REGISTRANT IDENTIFICATION** NAME oF FIRM: Bradley Woods & Co. Ltd. TYPE OF REGISTRANT (check all applicable boxes): ~ Broker-dealer D Security-based swap dealer D Major security-based swap participant 0 Check here if respondent is also an OTC derivatives dealer AND ENDING <sup>02129124</sup> ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.} ## 845 Third Avenue | | [No. and Street) | | | | |---------------------------------------------------------------------------|---------------------------------------------------------------------------------------------|----|-----------------|--------------------------------------------| | New York | | NY | | 10022 | | | (State) | | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Daniel Ripp | 212-826-9191 | | | dan.ripp@bradleywoods.com | | {Name) | (Area Code - Telephone Number) | | (Email Address) | | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | B. ACCOUNTANT IDENTIFICATION | | | | | Weisberg<br>1 | Mole', Krantz & Goldfarb, LLP<br>(Name - if individual, state last, first, and middle name) | | | | | 185 Crossways Park Drive | Woodbury | | NY | 11797-2040 | | (Address) | (City) | | (State) | (2ip Code) | | 12/14/04 | | | 2107 | | | l"<br>of Reg,,,,atioo w th PCAOB)lif applicable) | | | | )PCAOB Rog,snatioo Nombe,, a applicable) I | • Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public account~nt must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 24O.17a-S(e)(l)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number. {1}------------------------------------------------ #### OATH OR AFFIRMATION | I, Daniel Hipp | ,…Read the full text as markdown