Full text of BRADLEY WOODS & CO. LTD.'s X-17A-5 filed 2026-05-28 (period 2026-02-28). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** # **ANNUAL REPORTS FORM X-17A-5 PART** Ill **FACING PAGE** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 > SEC FILE NUMBER 8-28862 | Information Required Pursuant to Rules 17a-5, 17a-12, and lSa-7 under the Securities Exchange Act of 1934 | | |---------------------------------------------------------------------------------------------------------------------------------------------------------------------|-----------------------------------------| | FILING FOR THE PERIOD BEGINNING 03/01 /25 | AND ENDING 02/28/26 | | MM/DD/VY | MM/DD/VY | | A. REGISTRANT IDENTIFICATION | | | NAME oF FIRM: Bradley Woods & Co. Ltd. | | | TYPE OF REGISTRANT (check all applicable boxes):<br>0 Broker-dealer<br>D Security-based swap dealer<br>D Check here if respondent is also an OTC derivatives dealer | D Major security-based swap participant | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 845 Third Avenue | | | (No. and Street) | | | | |----------------------------------------------------------------------------|--------------|------------------------------------------------------------|-----------------|---------------------------|--| | New York | | NY | | 10022 | | | (City) | | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | Daniel Ripp | 212-826-9191 | | | dan.ripp@bradleywoods.com | | | (Name) | | (Area Code - Telephone Number) | (Email Address) | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNT ANT whose reports are contained in this filing* | | | | | | | Weisberg, Mole', Krantz & Goldfarb, LLP | | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | 185 Crossways Park Drive | | Woodbury | NY | 11797-2040 | | | (Address) | | (City) | (State) | (Zip Code) | | 12/14/04 2107 r· of "';"''"'" w;th PCAOB)Of appl;cable) **FOR OFFICIAL USE ON Ly** )PCAOB "';w,uoo N,mbec, ;f apphcable) <sup>I</sup> \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to resp…Read the full text as markdown