Full text of LINCOLN FINANCIAL ADVISORS CORPORATION's X-17A-5 filed 2021-02-26 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ### CONSOLIDATED STATEMENT OF FINANCIAL CONDITION Lincoln Financial Advisors Corporation Year Ended December 31, 2020 With Report of Independent Registered Public Accounting Firm {1}------------------------------------------------ UNITEDSTATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 # ANNUAL AUDITED REPORT FORM X-17A-5 PART III | OMB APPROVAL | | | | |---------------------------|---------------------------|--|--| | | 3235-0123 | | | | | Expires: October 31, 2023 | | | | Estimated average burden | | | | | hours per response 12.00 | | | | | | OMB Number: | | | SEC FILE NUMBER 8- 14685 FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder | Comments and extended the of the U.L. Mich Technology of the Sunner of | | | | | |--------------------------------------------------------------------------------------------------------------|--------------------------------------------------------|-----------------------|-------------------------------|--| | REPORT FOR THE PERIOD BEGINNING 01/01/20 | | AND ENDING 12/31/2020 | | | | | MM/DD/YY | | MM/DD/YY | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF BROKER-DEALER: Lincoln Financial Advisors Corporation | | | OFFICIAL USE ONLY | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | FIRM I.D. No. | | | 1300 South Clinton Street | | | | | | | (No. and Street) | | | | | Fort Wayne | IN | | 46802 | | | (City) | (State) | | (Zip Code) | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT<br>Carl R. Pawsat | | | (336) 691-3486 | | | | | | (Area Code - Telephone Number | | | | B. ACCOUNT ANT IDENTIBICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* | | | | | | Ernst & Young LLP | | | | | | | (Name - if individual, state last, first, middle name) | | | | | 2005 Market Street, Suite 700 Philadelphia | | PA | 19103 | | | (Address) | (City) | (State) | (Zip Code) | | | CHECK ONE: | | | | | | Certified Public Accountant | | | | | | Public Accountant | | | | | | Accountant not resident in United States or any of its possessions, | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | | | I laims for exemption type the requirement that the counced by the aminon of an independent muchie accounted | | | | | for exemption from the requirement that the annual report be covered b…Read the full text as markdown