Full text of LINCOLN FINANCIAL ADVISORS CORPORATION's X-17A-5 filed 2022-03-02 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### CONSOLIDATED STATEMENT OF FINANCIAL CONDITION Lincoln Financial Advisors Corporation Year Ended December 31, 2021 With Report of Independent Registered Public Accounting Firm {1}------------------------------------------------ united states SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ANNUAL REPORTS FORM X-17A-5 | OMB Number: 3235-0123 | | |---------------------------|--| | Expires: Oct. 31, 2023 | | | Estimated average burden | | | hours per response:<br>12 | | SEC FILE NUMBER 8-14685 PART III FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | FILING FOR THE PERIOD BEGINNING 01/01/21<br>AND ENDING 12/31/21 | | | |-----------------------------------------------------------------------------------------------------------------------------------|-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--------------------------------------------|------------| | | MM/DD/YY | | MM/DD/YY | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF FIRM: Lincoln Financial Advisors Corporation | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>A Broker-dealer<br>Check here if respondent is also an OTC derivatives dealer | C Security-based swap dealer @ Major security-based swap participant | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | 1300 South Clinton Street | | | | | | (No. and Street) | | | | Fort Wayne | IN | | 46802 | | (City) | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | Carl R. Pawsat | (606) 407-3406 | carl.pawsat@lfg.com | | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | Ernst & Young LLP | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing * | | | | | (Name - if individual, state last, first, and middle name) | | | | 2005 Market Street, Suite 700 | Philadelphia | PA | 19103 | | (Address) | (City) | (State) | (Zip Code) | | 10/20/2003 | | 42 | | | (Date of Registration with PCAOB)(if applicable) | | (PCAOB Registration Number, if applicable) | | | | FOR OFFICIAL USE ONLY | | | | CFR 240.17a-5(e)(1)(ii), if applicable. | * Claims for exemption from the requirement that the annual reports of an independ…Read the full text as markdown