Full text of LINCOLN FINANCIAL ADVISORS CORPORATION's X-17A-5 filed 2024-03-08 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ### C O N S O L I D A T E D S T A T E M E N T O F F I N A N C I A L C O N D I T I O N A N D R E L A T E D N O T E S Lincoln Financial Advisors Corporation Year Ended December 31, 2023 With Report of Independent Registered Public Accounting Firm {1}------------------------------------------------ OMB APPROVAL UNITED STATES OMB Number: 3235-0123 SECURITIES AND EXCHANGE COMMISSION Expires: Oct. 31, 2023 Estimated average burden Washington, D.C. 20549 hours per response: 12 ANNUAL REPORTS SEC FILE NUMBER FORM X-17A-5 8-14685 PART III FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 filing for the period beginning 01/01/23 12/31/23 AND ENDING MM/DD/YY MM/DD/YY A. REGISTRANT IDENTIFICATION NAME OF FIRM: Lincoln Financial Advisors Corporation TYPE OF REGISTRANT (check all applicable boxes): □ Security-based swap dealer ■ Broker-dealer □ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 1300 South Clinton Street (No. and Street) 46802 IN Fort Wayne (Zip Code) (City) (State) PERSON TO CONTACT WITH REGARD TO THIS FILING 336-691-4670 Megan. Omoruyi@lfg.com Megan V. Omoruyi (Email Address) (Area Code – Telephone Number) (Name) B. ACCOUNTANT IDENTIFICATION INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* Ernst & Young LLP (Name – if individual, state last, first, and middle name) 19103 PA 2005 Market Street, Suite 700 Philadelphia (State) (Zip Code) (Address) (City) 42 10/20/2003 (PCAOB Registration Number, if applicable) (Date of Registration with PCAOB)(if applicable) FOR OFFICIAL USE ONLY \* Claims for exemption from the requirement that the annual reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. {2}------------------------------------------------ #### OATH OR AFFIRMATION | Megan Omoruyi | swear (or affirm) that, to the best of my knowledge and belief, the | |-----------------------------------------------------------------------------------|-----------------------------------------------------------------------------------------------…Read the full text as markdown