Full text of TOUCHSTONE SECURITIES, INC.'s X-17A-5 filed 2022-03-16 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # STATEMENT OF FINANCIAL CONDITION Touchstone Securities, Inc. Year ended December 31, 2021 With Report of Independent Registered Public Accounting Firm {1}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0123 Estimated average burden hours per response: 12 sec file number 8-14052 Expires: Oct. 31, 2023 # ANNUAL REPORTS FORM X-17A-5 PART III FACING PAGE | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | | | | |----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|---------------------------------------------------|--------------------------------------------|------------------------------|--|--|--| | ______________________________________________________________________________________________________________________________________________________________________________<br>filing for the period beginning 01/01/21 | | | | | | | | | MM/DD/YY | | MM/DD/YY | | | | | A. REGISTRANT IDENTIFICATION | | | | | | | | NAME OF FIRM: Touchstone Securities, Inc. | | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>ച Broker-dealer<br>L Check here if respondent is also an OTC derivatives dealer | | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | | 303 Broadway, Suite 1100 | | | | | | | | (No. and Street) | | | | | | | | Cincinnati | Ohio | | 45202 | | | | | (City) | (State) | | (Zip Code) | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | Terrie A. Wiedenheft | (513)-362-8242 | | terrie.wiedenheft@wslife.com | | | | | (Name) | (Area Code - Telephone Number)<br>(Email Address) | | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | | | Ernst & Young LLP | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | | | 221 East 4th Street, Suite 2900 Cincinnati | | Ohio | 45202 | | | | | (Address) | (City) | (State) | (Zip Code) | | | | | 10/20/2003 | 00042 | | | | | | | (Date of Registration with PCAOB)(if applicable) | | (PCAOB Registration Number, if applicable) | | | | | | | FOR OFFICIAL USE ONLY |…Read the full text as markdown