Full text of TOUCHSTONE SECURITIES, INC.'s X-17A-5/A filed 2025-03-31 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ## STATEMENT OF FINANCIAL CONDITION Touchstone Securities, Inc. Year ended December 31, 2024 With Report of Independent Registered Public Accounting Firm {1}------------------------------------------------ OMB APPROVAL UNITED STATES OMB Number: 3235-0123 SECURITIES AND EXCHANGE COMMISSION Expires: Nov. 30, 2026 Washington, D.C. 20549 Estimated average burden hours per response: 12 ANNUAL REPORTS SEC FILE NUMBER FORM X-17A-5 8-14052 PART III FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 filing for the period beginning 01/01/24 12/31/24 AND ENDING MM/DD/YY MM/DD/YY A. REGISTRANT IDENTIFICATION NAME OF FIRM. Touchstone Securities, Inc. TYPE OF REGISTRANT (check all applicable boxes): □ Security-based swap dealer ® Broker-dealer □ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 303 Broadway, Suite 1100 (No. and Street) 45202 Cincinnat Ohio (State) (Zip Code) (City) PERSON TO CONTACT WITH REGARD TO THIS FILING (513)362-8242 Terrie A. Wiedenheft terrie.wiedenheft@wslife.com (Area Code – Telephone Number) (Email Address) (Name) B. ACCOUNTANT IDENTIFICATION INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* Ernst & Young LLP (Name - if individual, state last, first, and middle name) 45202 221 E 4th Street, Suite 2900 Cincinnati Ohio (State) (Zip Code) (Address) (City) 00042 10/20/2003 (PCAOB Registration Number, if applicable) (Date of Registration with PCAOB)(if applicable) FOR OFFICIAL USE ONLY \* Claims for exemption from the requirement that the annual reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. {2}------------------------------------------------ #### OATH OR AFFIRMATION | Terrie A. Wiedenheft | | | . swear (or affirm) that, to the best of my knowledge and belief, the | | |----------------------|--|-------|--------------------------------------------------------------------------------------|-------| | | | | financial report pertaining to the firm of Touchstone Securities, Inc. | as of | | 2151 | | 7 024 | , is true and c…Read the full text as markdown