Full text of TOUCHSTONE SECURITIES, INC.'s X-17A-5/A filed 2024-04-04 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # STATEMENT OF FINANCIAL CONDITION Touchstone Securities, Inc. Year ended December 31, 2023 With Report of Independent Registered Public Accounting Firm {1}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: # ANNUAL REPORTS FORM X-17A-5 PART III SEC FILE NUMBER 8-14052 FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 12/31/23 01/01/23 and ending FILING FOR THE PERIOD BEGINNING MM/DD/YY MM/DD/YY A. REGISTRANT IDENTIFICATION NAME OF FIRM: Touchstone Securities, Inc. TYPE OF REGISTRANT (check all applicable boxes): □ Security-based swap dealer = Broker-dealer □ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 303 Broadway, Suite 1100 (No. and Street) 45202 Cincinnat Ohio (Zip Code) (State) (City) PERSON TO CONTACT WITH REGARD TO THIS FILING Terrie A. Wiedenheft (513)362-8252 terrie. wiedenheft@wslife.com (Area Code – Telephone Number) (Email Address) (Name) B. ACCOUNTANT IDENTIFICATION INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* Ernst & Young LLP (Name - if individual, state last, first, and middle name) 45202 Ohio 221 E 4th Street, Suite 2900 Cincinnati (Address) (City) (State) (Zip Code) 10/20/2003 00042 (PCAOB Registration Number, if applicable) (Date of Registration with PCAOB)(if applicable) FOR OFFICIAL USE ONLY \* Claims for exemption from the requirement that the annual reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. {2}------------------------------------------------ #### OATH OR AFFIRMATION I. Terrie A. Wiedenheft swear (or affirm) that, to the best of my knowledge and belief, the financial report pertaining to the firm of Touchstone Securities, Inc. -- as of 12/31 ; 2 023 partner, officer, director, or equivalent person, as the case may be, has any proprietary interest in any account classified solely as that of a customer. > LINDA CONN Nota…Read the full text as markdown