Full text of SUNTRUST ROBINSON HUMPHREY, INC.'s X-17A-5 filed 2020-04-01 (period 2019-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### FINANCIAL STATEMENTS AND SUPPLEMENTAL INFORMATION SunTrust Robinson Humphrey, Inc. (A Wholly Owned Subsidiary of Truist Financial Corporation) Year Ended December 31, 2019 With Report of Independent Registered Public Accounting Firm {1}------------------------------------------------ UNITED STATES SECURITIESANDEXCHANGECOMMISSION Washington, D.C. 20549 | 0MB APPROVAL | | | | |--------------------------|---------------------------|--|--| | 0MB Number: | 3235-0123 | | | | Expires: | August 31, 2020 | | | | Estimated average burden | | | | | | hours per response 12.00 | | | # ANNUAL AUDITED REPORT FORM X-17A-5 PARTIII SEC FILE NUMBER S-17212 #### FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder | REPORT FOR THE PERIOD BEGINNING 01/01/2019<br>AND ENDING 12/31/2019 | | | ----------- | | |-------------------------------------------------------------------------------------------|-----------------------------------------------------|--|---------------|-------------------| | | MM/DD/YY | | | MM/DD/YY | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF BROKER-DEALER: SunTrust Robinson Humphrey, Inc. | | | | OFFICIAL USE ONLY | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | FIRM I.D. NO. | | | 3333 Peachtree Road, NE., Atlanta Financial Center, South Tower 9th Floor | | | | | | | (No. and Street) | | | | | Atlanta | Georgia | | 30326 | | | (City) | (State) | | (Zip Code) | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONT ACT IN REGARD TO THIS REPORT<br>Donald Morris | | | 404-575-2565 | | | | | | (Area Code | Telephone Number) | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNT ANT whose opinion is contained in this Report* | | | | | | PricewaterhouseCoopers, LLP | | | | | | | (Name-if individual, state last.first, middle name) | | | | | 1075 Peachtree St NE | Atlanta | | Georgia | 30309 | | (Address) | (City) | | (State) | (Zip Code) | | CHECK ONE: | | | | | | I<br>✓<br>certified Public Accountant | | | | | | Public Accountant | | | | | | Accountant not resident in United States or any of its possessions. | | | | | | | IFOR OFFICIAL USIE ONLY | | | | | | | | | | | | | | | | | | | | | | *\*Claims for exemption .from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstanc…Read the full text as markdown