Full text of TRUIST SECURITIES, INC.'s X-17A-5 filed 2024-02-28 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### FINANCIAL STATEMENTS AND SUPPLEMENTAL INFORMATION Truist Securities, Inc. (A Wholly Owned Subsidiary of Truist Financial Corporation) Year Ended December 31 , 2023 With Report oflndependent Registered Public Accounting Firm {1}------------------------------------------------ #### **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0 MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 # **ANNUAL REPORTS FORM X-17 A-5 PART Ill** | SEC FILE NUMBER | | |-----------------|--| | 8-17212 | | | | PART Ill | | | | |--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|-----------------------------------------|--|--| | FACING PAGE<br>Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | | | | | AND ENDING 12/3<br>1/2023 | | | | FILING FOR THE PERIOD BEGINNING O 1/01/2023 | MM/DD/VY | MM/DD/VY | | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME oF FIRM: Truist Securities, Inc. | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>C!J Broker-dealer<br>□ Check here if respondent is also an OTC derivatives dealer<br>ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | D Security-based swap dealer | D Major security-based swap participant | | | | 3333 Peachtree Road, NE., Atlanta Financial Center, South Tower 9th floor | | | | | | | (No. and Street) | | | | | Atlanta | Georgia | 30326 | | | | (City) | (State) | (Zip Code) | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Donald Morris | 404-502-2982 | donald.morris@truist.com | | | | (Name) | (Area Code -Telephone Number) | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing *<br>PricewaterhouseCoopers, LLP | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | 1075 Peachtree St NE | Atlanta | Georgia 30309 | | | | (Address) | (City) | (State)<br>(Zip Code) | | | | October 20, 2003 | | 238 | | | | | | | | | | | FOR OFFICIAL USE ONLY | | | | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public account…Read the full text as markdown