Full text of TRUIST SECURITIES, INC.'s X-17A-5 filed 2021-02-24 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### FINANCIAL STATEMENTS AND SUPPLEMENTAL INFORMATION Truist Securities, Inc. (Formerly SunTrust Robinson Humphrey, Inc.) (A Wholly Owned Subsidiary of Truist Financial Corporation) Year Ended December 31, 2020 With Report of Independent Registered Public Accounting Firm {1}------------------------------------------------ #### **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** # **ANNUAL AUDITED REPORT FORM X-17 A-5 PART Ill** | | 0MB APPROVAL | | |---------------------------|--------------|------------------| | 0MB Number: | | 3235-0123 | | Expires: | | October 31, 2023 | | Estimated average burden | | | | hours per response 12.00 | | | | | | | # SEC FILE NUMBER 8-17212 **FACING PAGE** **Information Required of Brokers and Dealers Pursuant to Section** 17 **of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** REPORT FOR THE PERIOD BEGINNING **01/01/2020** AND ENDING **12/31/2020** MM/DD/YY MM/DD/YY **A. REGISTRANT IDENTIFICATION** ----------- NAME OF BROKER-DEALER: Truist Securities, Inc. OFFICIAL USE ONLY ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) FIRM I.D. NO. 3333 Peachtree Road, NE., Atlanta Financial Center, South Tower 9th Floor (No. and Street) | Atlanta | Georgia | 30326 | | |---------|---------|------------|--| | (City) | (State) | (Zip Code) | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT Donald Morris 404-502-2982 (Area Code - Telephone Number) ## **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNT ANT whose opinion is contained in this Report\* PricewaterhouseCoopers, LLP | (Name - if individual, state last.first, middle name) | | | | |-------------------------------------------------------|---------|---------|------------| | 1075 Peachtree St NE | Atlanta | Georgia | 30309 | | (Address) | (City) | (State) | (Zip Code) | | | | | | **CHECK ONE:** I/ I Certified Public Accountant Public Accountant Accountant not resident in United States or any of its possessions. #### **FOR OFFICIAL USE ONLY** *\*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See Section 240.l7a-5(e)(2)* > **Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays…Read the full text as markdown